Securities and Exchange Commission v. Complete Business Solutions Group, Inc., et al.
Case No. 20-cv-81205-RAR
United States District Court for the Southern District of Florida
Menu
Key Court Documents
Below are links within this website to certain filings and court orders in the SEC’s lawsuit against the Defendants that may be of interest to visitors of this website. All filings, court orders, including other filings from the Receiver, the parties to the lawsuit, and other persons, are also available on the Document Filing System of the United States District Court for the Southern District of Florida, which is available at: https://ecf.flsd.uscourts.gov/
DE 2160 - PAPERLESS ORDER on [2159] Fourth Joint Status Report of Receiver, Ryan K. Stumphauzer, Esq., and Pacific Life Insurance Company ("Report"). The Report indicates that the Receiver and Pacific Life Insurance Company have reached an agreement in principle to resolve the issues raised in the Receiver's Motion for Order to Show Cause Why Pacific Life Insurance Company Should Not Be Held in Contempt ("Motion"), [ECF No. 2127], which will render the Receiver's Motion moot once finalized. The Receiver and Pacific Life Insurance Company shall file a joint status report informing the Court of the necessity of further proceedings on the Motion on or before July 1, 2025. Signed by Judge Rodolfo A. Ruiz, II on 6/10/2025. (jgz)
DE 2162 - PAPERLESS ORDER on [2161] Fifth Joint Status Report of Receiver, Ryan K. Stumphauzer, Esq., and Pacific Life Insurance Company ("Report"). The Report indicates that the Receiver and Pacific Life Insurance Company are collaborating on a written agreement to resolve the issues raised in the Receiver's Motion for Order to Show Cause Why Pacific Life Insurance Company Should Not Be Held in Contempt ("Motion"), [ECF No. 2127], which will render the Receiver's Motion moot once finalized. The Receiver and Pacific Life Insurance Company shall file a joint status report informing the Court of the necessity of further proceedings on the Motion on or before July 11, 2025. Signed by Judge Rodolfo A. Ruiz, II on 7/1/2025. (jgz)
PAPERLESS ORDER resetting Status Conference -- TIME CHANGE ONLY. The telephonic Status Conference in this matter currently scheduled for Friday, August 8, 2025, at 10:00 A.M., see [ECF No. 2171] at 1, is hereby RESET to August 8, 2025, at 10:30 A.M. Although the Court has been informed that representatives from the United States Attorneys' Office for the Eastern District of Pennsylvania do not intend to participate, the Court will nevertheless proceed with the Status Conference in order to receive an update from the Receiver regarding the criminal prosecution against Complete Business Solutions Group., Inc. d/b/a Par Funding, E.D. Pa. Crim. No. 24-66. Signed by Judge Rodolfo A. Ruiz, II on 8/5/2025. (jgz)
DE 2175 - PAPERLESS Minute Entry for proceedings held before Judge Rodolfo A. Ruiz, II: Zoom Status Conference held on 8/8/2025. Attorney Appearance(s): Alise Meredith Johnson, Timothy Andrew Kolaya, Douglas K. Rosenblum, Gaetan J. Alfano, Ryan K. Stumphauzer, Court Reporter: Mary Ann Casale, 305-523-5632 / MaryAnn_Casale@flsd.uscourts.gov. (gp)
DE 2176 - TRANSCRIPT of Zoom Status Conference held on 8/8/25 before Judge Rodolfo A. Ruiz, II, Volume Number 1 of 1, 1-44 pages, Court Reporter: Mary Ann Casale, 305-523-5632 / MaryAnn_Casale@flsd.uscourts.gov. Transcript may be viewed at the court public terminal or purchased by contacting the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 9/2/2025. Redacted Transcript Deadline set for 9/10/2025. Release of Transcript Restriction set for 11/10/2025. (mac)
DE 2203 - PAPERLESS Minute Entry for proceedings held before Judge Rodolfo A. Ruiz II: Zoom Status Conference held on 3/2/2026. Attorney Appearance(s): Andre G. Raikhelson, James Miller Kaplan, Brian John Lechich, Timothy Andrew Kolaya, Douglas Keith Rosenblum, Gaetan J. Alfano, Ryan K. Stumphauzer. Court Reporter: Ilona Lupowitz, 305-523-5737 / Ilona_lupowitz@flsd.uscourts.gov.
DE 2209 -TRANSCRIPT of Zoom Status Conference held on 3/3/2026 before Judge Rodolfo A. Ruiz, II, 1-47 pages, Court Reporter: Ilona Lupowitz, 305-523-5737 / Ilona_lupowitz@flsd.uscourts.gov. Transcript may be viewed at the court public terminal or purchased by contacting the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 5/1/2026. Redacted Transcript Deadline set for 5/11/2026. Release of Transcript Restriction set for 7/9/2026. (ilz)
DE 2217 - PAPERLESS ORDER striking Michael Laude's Notices of Motion and Motions to File Late Claim, [ECF Nos. 2213, 2214], and Letter, [ECF No. 2215]. Pursuant to the Court's Order Striking Motions, [ECF No. 2216], the filings, [ECF Nos. 2213-15], are hereby STRICKEN. Signed by Judge Rodolfo A. Ruiz, II on 4/15/2026. (adn)
DE 2222 - Clerk's Notice to Filer re [2221] MOTION to Amend/Correct Modify MOTION for Hearing. Motion with Multiple Reliefs Filed as One Relief; ERROR - The Filer selected only one relief event and failed to select the additional corresponding events for each relief requested in the motion. The docket entry was corrected by the Clerk. It is not necessary to refile this document but future filings must comply with the instructions in the CM/ECF Attorney User's Manual. (blc)
DE 2223 - PAPERLESS ORDER denying [2221] Defendant Dean J. Vagnozzi's Motion to Modify Receivership Order as to ABFP Multi-Strategy Investment Fund LP and ABFP Multi-Strategy Investment Fund 2 LP and Request for In-Person Hearing.
The Court sees no reason to modify the Receivership Order at this time, as the Receiver remains in the best position to continue managing the Life Settlement Funds. Accordingly, Mr. Vagnozzi's Motion, [ECF No. 2221], is DENIED. Mr. Vagnozzi is free to contact the Receiver directly to share his ideas on how the Life Settlement Funds should be administered for the benefit of the investors.
Signed by Judge Rodolfo A. Ruiz, II on 4/30/2026. (adn)
To open these documents, you may need to download Adobe Reader, a program that can be obtained at http://get.adobe.com/reader/.