DE 1 – Complaint

DE 4 – Motion for Appointment of Receiver

DE 14 – Emergency Ex Parte Motion for Temporary Restraining Order and Other Relief

DE 19 – Defendants’ Emergency/Expedited Preliminary Response to Plaintiff’s Request for Ex Parte Relief

DE 20 - Securities and Exchange Commission's Notice of Filing (Exhibits 1 - 4, 6 - 9))

DE 21 - Securities and Exchange Commission's Notice of Filing (Exhibits 12 - 14, 17 - 19))

DE 22 - Securities and Exchange Commission's Notice of Filing (Exhibits 22, 27 - 36)

DE 23 - Securities and Exchange Commission's Notice of Filing (Exhibits 37 - 39, 41 - 46)

DE 24 - Securities and Exchange Commission's Notice of Filing (Exhibits 50 - 57)

DE 27 - Securities and Exchange Commission's Notice of Filing (Exhibits 58 - 61, 63 - 66, 70 - 74)

DE 28 - Securities and Exchange Commission's Notice of Filing (Exhibits 75 - 90)

DE 29 - Securities and Exchange Commission's Notice of Filing (Exhibits 91 - 100)

DE 30 - Securities and Exchange Commission's Notice of Filing (Exhibits 101 - 108)

DE 31 - Securities and Exchange Commission's Notice of Filing (Exhibits 110 - 123)

DE 33 - Securities and Exchange Commission's Notice of Filing (Exhibits 137 - 139, 142, 144 - 145)

DE 34 - Securities and Exchange Commission's Notice of Filing (Exhibits 150, 155)

DE 35 - Securities and Exchange Commission's Notice of Filing (Exhibits 158, 160 - 165, 167)

DE 36 – Order Granting Motion for Appointment of Receiver

DE 41 - Securities and Exchange Commission's Notice of Filing (Exhibits 5, 10, 11, 15, 16, 21, 20, 24 - 26, 40, 47 - 52, 54, 56, 58, 62 , 64, 75, 109, 131, 143, 145, 149, 151, 159, 166, 157)

DE 42 – Order Granting Ex Parte Motion for Temporary Restraining Order and Other Relief

DE 43 – Defendants’ Response to Plaintiff’s Ex Parte Motion for Appointment of a Receiver and for an Asset Freeze

DE 48 – Plaintiff SEC’s Urgent Motion to Amend Order Appointing Receiver to Include Litigation Injunction

DE 56 - Order Granting Pl. Motion to Amend Order Appointing Receiver

DE 74 – Paperless Order Regarding Zoom Hearing set for Tuesday, August 4, 2020 at 3:30 P.M.

DE 79 – John Gissas and Retirement Evolution Defendants’ Memorandum to the Court Regarding the Scope of the Receivership

DE 80 – Defendant Michael C. Furman’s Memorandum in Response to the Court’s Order Dated August 3, 2020

DE 81 – Securities and Exchange Commission’s Notice of Financial Institutions to which the Court’s Order Was Sent and Amounts Frozen Pursuant to the Asset Freeze Order

DE 82 – Defendant Dean Vagnozzi’s Brief on Current Scope of Receivership and Asset Freeze Issues

DE 83 – Receiver Ryan K. Stumphauzer’s Interim Status Report of Receivership per Court Order Dated August 3, 2020

DE 84 – Defendants’ Joint Memorandum to the Court Regarding the Scope of the Receiver’s Activities Pursuant to the Current TRO

DE 89 - Security and Exchange Commission's Notice of Filing Exhibits

DE 97 – Order Resetting Preliminary Injunction Hearing

DE 100 – Defendants’ Complete Business Solutions Group, Inc. and Full Spectrum Processing, Inc.’s Notice of Independent Counsel’s Continuing Role for the Companies

DE 101 – Receiver’s Expedited Motion to Approve Retained Professional

DE 105 – Plaintiff’s Expedited Motion to Amend Receivership Order

DE 106 – Defendants’ Joint Response to the Receiver’s Motion to Engage an Entirely New Firm to Run CBSG; and Defendants’ Joint Cross Motion to Have this Court Direct the Receiver to Immediately Engage Approximately 70 Skilled, Knowledgeable and Experienced CBSG Employees who Know the Business and Have Been Out of Work – Forced From their Jobs Since the TRO and the Receiver’s Appointment

DE 107 – Defendants’ Complete Business Solutions Group, Inc. and Full Spectrum Processing, Inc.’s Response to Plaintiff’s Expedited Motion to Amend Receivership Order

DE 109 - Defendant Dean Vagnozzi’s Response to Receiver’s Expedited Motion to Approve Retained Professional

DE 111 – Receiver’s Expedited Motion to Lift Litigation Injunction as to Certain Garnishment Proceeding

DE 112 - Order Granting Receivers Emergency Motion to Lift Litigation Injunction

DE 114 – Receiver’s Corrected Reply in Further Support of Expedited Motion to Approve Retained Professional

DE 115 - Defendants' Joint Reply to Receiver's Response to Defendants' Joint Cross Motion to Have the Court Direct the Receiver to Rehire Hire CBSG Employees

DE 116 - Order Granting Receiver's Expedited Motion to Approve Retained Professional

DE 119 – Amended Complaint for Injunctive and Other Relief

DE 132 – Defendants’ Amended Response to Plaintiff’s Expedited Motion to Amend Receivership Order

DE 133 – Receiver’s Response to Plaintiff’s Motion to Amend Receivership Order

DE 140 – Order Granting Plaintiff’s Expedited Motion to Amend Receivership Order

DE 141 – Amended Order Appointing Receiver

DE 143 - Fox Rothschild LLP’s Motion to Withdraw as Counsel for Complete Business Solutions Group, Inc. and Full Spectrum Processing, Inc.

DE 145 – Receiver’s Unopposed Second Expedited Motion to Lift Litigation Injunction as to Certain Garnishment Proceedings

DE 146 - John Gissas and Retirement Evolution Defendants’ Response in Opposition to the SEC’s Emergency Ex Parte Motion for Preliminary Injunction and Other Relief

DE 148 - Defendants’ Joint Opposition to a Preliminary Injunction

DE 149 - Defendant Perry Abbonizio’s Motion for an Order Directing Citizens Bank to Unfreeze His Accounts and Memorandum in Support of Limiting the Scope of Any Potential Asset Freeze

DE 150 - Defendant Dean Vagnozzi's Witness List For August 18, 2020 Preliminary Injunction Hearing

DE 151 - Order Granting Receiver’s Second Expedited Motion to Lift Litigation Injunction as to Certain Garnishment Proceedings

DE 154 - Plaintiff’s Notice of Filing to Advise the Court of Recently Obtained Correspondence to Investors

DE 155 Receiver’s Emergency Motion to Enjoin Access to Complete Business Solutions Group, Inc. d/b/a Par Funding and Full Spectrum Processing, Inc.’s Electronically-Stored Information, and for an Order to Show to Cause as to Former Receivership Entity Employees that Violated this Court’s Receivership Order

DE 156 Receiver’s Expedited Motion to Quash Friday Afternoon Subpoena and for Protective Order

DE 157 - Order Granting Receiver’s Expedited Motion to Quash Friday Afternoon Subpoena and for Protective Order

DE 158 - Order Granting Fox Rothschild LLP’s Motion to Withdraw as Counsel for Complete Business Solutions Group, Inc. and Full Spectrum Processing, Inc.

DE 159 - Order Granting Receiver’s Emergency Motion to Enjoin Access to Complete Business Solutions Group, Inc. d/b/a Par Funding and Full Spectrum Processing, Inc.’s Electronically Stored Information

DE 160 - Receiver's Motion to Compel Production of Opinion Letters and Compliance Materials from Law Firms

DE 163 - PAPERLESS ORDER regarding preliminary injunction hearing scheduled for Tuesday, August 18, 2020 at 10:00 A.M. The Zoom hearing can be accessed at https://www.zoomgov.com/j/1601677125?pwd=VnNmOXB2eHBXVHAvWFE5Vzk2TlNVZz09. The Meeting ID is 160 167 7125 and the Passcode is 998431. Signed by Judge Rodolfo A. Ruiz, II on 8/17/2020.

DE 164 - Order Requiring Joint Scheduling Report and Certificates of Interested Parties

DE 165 - Order Referring Receiver's Motion to Compel the Production of Opinion Letters and Compliance Materials from Law Firms

DE 166 - Receiver's Notice of Establishing Receivership Website

DE 169 - PAPERLESS ORDER *** TIME CHANGE ONLY *** resetting preliminary injunction hearing on Tuesday, August 18, 2020 to 11:00 A.M.. Pursuant to a joint request from Plaintiff Securities and Exchange Commission and Defendants counsel, the Court is moving the preliminary injunction hearing from 10:00 A.M. to 11:00 A.M. The Zoom hearing can be accessed at https://www.zoomgov.com/j/1601677125?pwd=VnNmOXB2eHBXVHAvWFE5Vzk2TlNVZz09. The Meeting ID is 160 167 7125 and the Passcode is 998431. Signed by Judge Rodolfo A. Ruiz, II on 8/18/2020.

DE 170 - PAPERLESS Minute Entry for proceedings held before Judge Rodolfo A. Ruiz, II: Preliminary Injunction Hearing held on 8/18/2020. Securities & Exchange Commission's presents their case in chief. Exhibits identified and admitted. Defense begins presentation of their case. Preliminary Injunction Hearing will resume on Friday, August 21, 2020 at 10:00 AM. Order to follow.

DE 171 - PAPERLESS ORDER setting continuation of preliminary injunction hearing for Friday, August 21, 2020 at 10:00 A.M. The hearing will take place via Zoom videoconference. The Zoom hearing can be accessed at https://www.zoomgov.com/j/1610595966?pwd=REQvVXZQOG44Szlsbms1dGVPa0pjdz09. The Meeting ID is 161 059 5966 and the Passcode is 021960. Signed by Judge Rodolfo A. Ruiz, II on 8/18/2020.

DE 172 - PAPERLESS ORDER extending the relief the Court granted in [42] ORDER GRANTING EMERGENCY EX PARTE MOTION FOR TEMPORARY RESTRAINING ORDER AND OTHER RELIEF ("Temporary Restraining Order"). As discussed at the preliminary injunction hearing on August 18, 2020, the Court finds there is good cause for an extension of the Temporary Restraining Order through Friday, September 4, 2020 to allow time for continuation of the preliminary injunction hearing and for the Court to issue an order ruling on Plaintiffs request for a preliminary injunction. Signed by Judge Rodolfo A. Ruiz, II on 8/18/2020.

DE 173 - Plaintiff's Motion to Enter Consent Order Against Defendant Perry Abbonizio

DE 176 - Plaintiff's Motion to Enter Consent Order Against Defendant Michael C. Furman

DE 177 - Securities and Exchange Commission's Notice of Filing Exhibits

DE 177 - Securities and Exchange Commission's Notice of Filing Exhibits (Exhibits - Part 1)

DE 177 - Securities and Exchange Commission's Notice of Filing Exhibits (Exhibits - Part 2)

DE 177 - Securities and Exchange Commission's Notice of Filing Exhibits (Exhibits - Part 3)

DE 178 - Status Report by Fox Rothschild LLP

DE 179 - Security and Exchange Commission's Notice of Filing Updated Asset Freeze Results

DE 181 - Order Granting Preliminary Injunction by Consent as to Defendant Perry S. Abbonizio

DE 182 - Order Granting Preliminary Injunction by Consent as to Defendant Michael C. Furman

DE 184 - Defendant Michael C. Furman's Agreed Motion to Modify the Scope of the Receivership Orders and Asset Freeze

DE 185 - Defendants' Supplemental Exhibit List for Preliminary Injunction

DE 186 - Unopposed Motion by John Gissas and Retirement Evolution Defendants to Amend Order Granting Ex Parte Motion for Temporary Restraining Order and Other Relief

DE 187 - Defendant's Motion to Enter Consent Order Against Defendant John Gissas

DE 189 - PAPERLESS ORDER instructing the parties to send the Court proposed findings of fact and conclusions of law regarding the SEC's motion for a preliminary injunction. As discussed at the August 21, 2020 preliminary injunction hearing, the parties shall email their proposed findings of fact and conclusions of law to the Court at [email protected], copying all counsel of record, on or before 12:00 P.M. on Wednesday, August 26, 2020. Signed by Judge Rodolfo A. Ruiz, II on 8/21/2020.

DE 190 - Order Granting Defendant Michael C. Furman's Agreed Motion to Modify the Scope of the Receivership Orders and Asset Freeze

DE 191 - Receiver's Unopposed Motion for Extension of Time to File Sworn Statement

DE 194 - Order Amended Asset Freeze as to John Gissas and Retirement Evolution

DE 195 - Order Granting Preliminary Injunction by Consent as to Defendant John Gissas

DE 196 - PAPERLESS ORDER GRANTING [191] RECEIVER RYAN K. STUMPHAUZER'S UNOPPOSED MOTION FOR EXTENSION OF TIME TO FILE SWORN STATEMENT. The Receiver shall file the sworn statement for the Receivership Entities on or before August 31, 2020. Signed by Judge Rodolfo A. Ruiz, II on 8/24/2020.

DE 198 - Receiver's Third Expedited Motion to Lift Litigation Injunction as to Certain Garnishment Proceedings

DE 199 - Order Granting Receiver's Motion to Lift Litigation Injunction as to Certain Garnishment Proceedings

DE 200 - Plaintiff's Motion for Entry of Proposed Consent Order

DE 201 - Plaintiff's Notice of Settlement of Preliminary Injunction and Other Relief

DE 202 - Order Granting Preliminary Injunction by Consent as to Defendant Joseph Cole Barleta

DE 203 - Defendant Dean Vagnozzi's Expedited Motion to Approve Payments of Insurance Premiums

DE 204 - Response to Defendant's Expedited Motion to Approve Payments of Insurance Premiums

DE 206 - PAPERLESS ORDER extending the relief the Court granted in [42] ORDER GRANTING EMERGENCY EX PARTE MOTION FOR TEMPORARY RESTRAINING ORDER AND OTHER RELIEF ("Temporary Restraining Order"). Considering extensions of time sought by the parties to submit proposed findings of fact and conclusions of law to allow time for settlement negotiations, the Court finds there is good cause for an extension of the Temporary Restraining Order. Except as modified by subsequent settlements between the parties or Orders from the Court, the relief the Court granted in the Temporary Restraining Order is extended through September 11, 2020. Signed by Judge Rodolfo A. Ruiz, II on 8/29/2020.

DE 208 - Receiver's Response to Defendant Dean Vagnozzi's Expedited Motion to Approve Payment of Insurance Premiums